This workshop would be for directors, head of compliance, compliance consultants and professionals involved in the FinTech and Blockchain spheres. After a quick overview of Blockchain, cryptocurrencies and FinTech market in general, the session would tackle the right approach to regulatory compliance within the specific market. The workshop will provide the delegates with the answers to some critical questions: what is compliance within FinTech? Which compliance models can be applied? What are the benefits of the compliance strategy? How to assess the risk in FinTech and Blockchain markets?
The workshop will offer, then, a “compliance toolbox”. Some compliance and AML/CTF routine activities will be presented to the attendees and commented with them: regulatory training, reporting of suspicious activities, whistleblowing, record-keeping, complaints handling, KYC approvals and reviews, CDD/ECDD, financial sanctions management.
To transform the theoretical knowledge in practical application, some compliance-related conundrums would be discussed and resolved. The titles of some of them are “Uncooperative customers”, “Difficult screenings”, “Suspect driving license”, “Disclose or not disclose?”, “Gifts and parties”.
At the end of the event, the attendees would enhance their skills in and around regulatory compliance in the FinTech market. The up-to-4-hour workshop (Q&A sessions and breaks included) would be delivered via Zoom, and a copy of the training material would be provided to the delegates.